Ruosi Ma
馬若思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruosi Ma (馬若思), a licensed former licensee with CE reference BKM256. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vista Equity Partners Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-07-21 | 2025-09-01 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2020-09-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-04 | 2020-09-30 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-04 | 2019-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-17 | 2019-08-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2017-08-17 | 2019-08-02 |