Yanlei Duan
段燕蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanlei Duan (段燕蕾), a licensed former licensee with CE reference BKW772. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2024-06-07 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-23 | 2024-06-07 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-23 | 2024-06-07 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-23 | 2021-05-07 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-23 | 2021-05-07 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-05 | 2021-03-31 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-05 | 2021-03-31 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-20 | 2021-03-31 |
| Opus Capital Management Limited 創富資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-08 | 2020-03-20 |