Piers Maximillian Anthony Cassidy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piers Maximillian Anthony Cassidy, a licensed Responsible Officer with CE reference BKY621. Currently licensed at 1 firm(s): Centiva Capital HK Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centiva Capital HK Limited |
RO | Type 9 — Asset management | 2024-11-27 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-02-17 | 2023-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-03 | 2023-05-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-22 | 2020-10-31 |