William Hugh Drake
杜弘顯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Hugh Drake (杜弘顯), a licensed Representative with CE reference BLI775. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-05-04 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-05-04 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-01 | 2025-04-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-01 | 2025-04-30 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-07 | 2019-09-06 |