James Yi Zhao Zhao
趙一兆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Yi Zhao Zhao (趙一兆), a licensed former licensee with CE reference BLK384. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-11 | 2026-01-12 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-11 | 2026-01-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-02-11 | 2026-01-12 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-02-11 | 2026-01-12 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2022-04-04 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2019-08-19 | 2022-04-04 |
| Maven Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-04-26 | 2019-05-14 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-04-26 | 2019-05-14 |