Ho Nam Mok
莫灝楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Nam Mok (莫灝楠), a licensed Representative with CE reference BLK652. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-06 | present |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-24 | 2025-12-08 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2024-03-21 | 2024-10-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-21 | 2025-12-08 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-21 | 2024-03-21 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-21 | 2025-12-08 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-24 | 2022-03-04 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-27 | 2022-03-04 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-27 | 2020-06-05 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-27 | 2020-06-05 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-27 | 2020-06-05 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-26 | 2019-08-09 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-26 | 2019-08-09 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-17 | 2019-01-09 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-17 | 2019-01-09 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | 2018-05-17 | 2019-01-09 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2018-01-24 | 2018-04-12 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-14 | 2018-04-12 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-14 | 2018-04-12 |