Hok Kan Lee
李學勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Kan Lee (李學勤), a licensed Representative with CE reference BLK909. Currently licensed at 2 firm(s): East Asia Securities Company Limited, East Asia Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-11 | present |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-12-11 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-23 | 2024-11-01 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-23 | 2024-11-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-16 | 2024-08-08 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-16 | 2024-08-08 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-29 | 2019-04-15 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-29 | 2019-04-15 |