Young Joon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Joon Lee, a licensed Responsible Officer with CE reference BLP736. Currently licensed at 1 firm(s): IMM Investment Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMM Investment Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-03-20 | present |
| IMM Investment Hong Kong Limited |
RO | Type 4 — Advising on securities | 2020-03-20 | present |
| IMM Investment Hong Kong Limited |
RO | Type 9 — Asset management | 2020-03-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-01 | 2017-12-11 |