Chun Tat Wu
吳俊達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Tat Wu (吳俊達), a licensed Representative with CE reference BLU043. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-03 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-12 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-10 | 2022-12-09 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-10 | 2022-12-09 |
| Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-29 | 2019-04-26 |
| Total Invest Group Asset Management (Hong Kong) Limited 加百利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-12-29 | 2019-04-26 |