Wing Yan (SFC:BMH500) Kwong
鄺泳昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan (SFC:BMH500) Kwong (鄺泳昕), a licensed former licensee with CE reference BMH500. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-01 | 2024-03-17 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-03 | 2024-03-17 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-03 | 2022-10-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2022-10-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-06 | 2020-11-13 |