Yu Sing Li
李羽成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Sing Li (李羽成), a licensed Representative with CE reference BMI090. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-23 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-07 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-04-07 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-08 | 2025-03-20 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-12-08 | 2025-03-20 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-29 | 2023-11-24 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-16 | 2023-11-24 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-17 | 2021-08-07 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-03 | 2020-01-01 |