Yang (SFC:BMK680) Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BMK680) Wu ( ), a licensed former licensee with CE reference BMK680. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-23 | 2018-06-11 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-23 | 2018-06-11 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-23 | 2018-06-11 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-23 | 2018-06-11 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-23 | 2018-06-11 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2018-03-23 | 2018-06-11 |