Yang (SFC:BMK680) Wu

CE No. BMK680 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BMK680) Wu (), a licensed former licensee with CE reference BMK680. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 1 — Dealing in securities 2018-03-23 2018-06-11
Yunfeng Securities Limited
雲鋒證券有限公司
Rep Type 1 — Dealing in securities 2018-03-23 2018-06-11
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 4 — Advising on securities 2018-03-23 2018-06-11
Yunfeng Securities Limited
雲鋒證券有限公司
Rep Type 4 — Advising on securities 2018-03-23 2018-06-11
Yunfeng Asset Management Limited
雲鋒資產管理有限公司
Rep Type 9 — Asset management 2018-03-23 2018-06-11
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 9 — Asset management 2018-03-23 2018-06-11

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