Julien David Edgar Grunebaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julien David Edgar Grunebaum, a licensed Responsible Officer with CE reference BMK915. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-14 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-04-14 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2026-04-14 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2026-04-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-04-19 | 2026-04-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-09 | 2026-04-14 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-03-12 | 2021-02-05 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-03-12 | 2021-02-05 |