Ying Chi Shum
岑瑩芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Chi Shum (岑瑩芝), a licensed former licensee with CE reference BMN417. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-27 | 2021-06-04 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-28 | 2021-06-04 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-26 | 2020-02-17 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-24 | 2019-09-09 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-18 | 2019-09-09 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-12 | 2018-06-08 |