Hok To Li
李學滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok To Li (李學滔), a licensed Responsible Officer with CE reference BMP242. Currently licensed at 1 firm(s): Tiantu Asset Management Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiantu Asset Management Company Limited 天圖資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-22 | present |
| Tiantu Asset Management Company Limited 天圖資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-09 | 2022-11-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-21 | 2019-10-01 |