Sze Yu Yau
邱思雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yu Yau (邱思雨), a licensed former licensee with CE reference BMP533. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-24 | 2023-09-08 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-05-24 | 2023-09-08 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-25 | 2021-12-31 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-01-25 | 2021-12-31 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-04 | 2019-04-04 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-04 | 2019-04-04 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-04 | 2019-04-04 |