Zesi Yang
楊澤司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zesi Yang (楊澤司), a licensed former licensee with CE reference BMP756. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-12 | 2024-06-28 |
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-30 | 2024-04-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-04 | 2024-01-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-04 | 2024-01-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-10-04 | 2024-01-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-10-04 | 2024-01-15 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-21 | 2021-09-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-21 | 2021-09-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-21 | 2021-09-10 |