Natixis Investment Managers Hong Kong Limited

法盛投資管理香港有限公司
CE No. AZR307 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natixis Investment Managers Hong Kong Limited (法盛投資管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AZR307. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 17 (total recorded over time: 60). Earliest licence on file: 2012-10-16.

Registered address

Unit 7103B, 71/F, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2012-10-16 present

Licensed staff (all-time) (60)
Active on date

Name Activities First licensed To
Herman Ho Ming Chan 陳鎬銘 RO 1 Rep 1 2020-06 2023-06
Ka Ming (SFC:AHM935) Chan 陳嘉鳴 RO 1 Rep 1 2019-05 Present
Chien Yu Chang 張建榆 RO 1 Rep 1 2012-10 Present
Thibault Henri Rene Patrick Gandol RO 1 Rep 1 2014-06 2023-01
Damon Richard Hambly RO 1 2012-10 2021-08
Li Ching Madeline Ho RO 1 Rep 1 2013-06 2016-07
Lap Fai Lam 林立輝 RO 1 Rep 1 2016-05 2018-12
David Pol Antoine Victor Plard RO 1 Rep 1 2014-10 2019-12
Jehanne Suor 林崢 RO 1 Rep 1 2019-10 Present
Tsung Han Tsai 蔡宗翰 RO 1 2023-03 Present
Hua Yang 楊華 RO 1 Rep 1 2024-07 Present
Zesi Yang 楊澤司 RO 1 Rep 1 2024-01 2024-06
Siu Fung Yuen 袁兆豐 RO 1 Rep 1 2013-09 2016-01
James Nicholas Beaumont Rep 1 2014-11 2014-11
Hollie Christine Briggs Rep 1 2014-10 2014-10
Loic Henri Joseph Cadiou Rep 1 2013-10 2013-10
Sin Kam Chan 陳倩琴 Rep 1 2025-02 Present
Chien Yee Chloe Chu 朱倩儀 Rep 1 2024-10 Present
Daniel Charles Claringbull Rep 1 2024-01 2026-04
Andrea Corinne Clifton Rep 1 2013-03 2013-03
Fabien Dornier Rep 1 2013-06 2013-06
Dana Maree Eisner Rep 1 2013-04 2013-04
Daniel Joesph Fuss Rep 1 2013-12 2014-11
Matthieu Genessay Rep 1 2013-09 2015-04
Nicholas James Richard Hinds Rep 1 2014-02 2015-03
Russell Paul Jewell Rep 1 2014-10 2014-10
Nicolas Francois Just Rep 1 2014-12 2014-12
Karen Kharmandarian Rep 1 2023-11 2024-01
Ibrahima Kobar Rep 1 2013-04 2014-11
Elaine Yi Lam Kwok 郭伊琳 Rep 1 2013-06 Present
Apple Ayumi Sze Wing Lam 林思穎 Rep 1 2019-06 2024-09
Ka Ki Lam 林家琪 Rep 1 2023-07 2024-01
Conan Law 羅皓男 Rep 1 2025-03 Present
Yin Hui Brenda Leow Rep 1 2014-11 2014-11
John Henry Lynch Rep 1 2013-01 2014-05
Michael Joseph Mangan Rep 1 2014-03 2014-11
Peter Neil Marber Rep 1 2014-04 2014-04
Marc Maurice Henri Maudhuit Rep 1 2014-11 2015-03
Jin Mei Rep 1 2016-05 2019-01
Bruno Jacques Hugues Monnier Rep 1 2013-06 2013-06
Antoine Daniel Nicolas Moreau Rep 1 2013-06 2013-06
Daniel Aric Nicholas Rep 1 2013-11 2013-11
Alessandro Pagani Rep 1 2013-07 2013-07
Marie Pierre Ravoteur Rep 1 2014-12 2014-12
Laura Natalie Rieber Rep 1 2018-05 Present
Jean-Baptiste Michel Francois Roux Rep 1 2013-09 2013-09
Dora Yim Peng Seow Rep 1 2026-03 2026-03
Matthew Byron Shafer Rep 1 2014-02 2014-02
Wing Sze Siu 蕭泳詩 Rep 1 2022-07 Present
Frederick Elias Sweeney Jr Rep 1 2014-09 2014-09
Lai Ming Tang 鄧麗明 Rep 1 2021-11 Present
Richard Charles Tanner Rep 1 2013-04 2013-04
Sarah Wing Sang Tong 湯詠珊 Rep 1 2025-07 Present
Carrie Ka Yee Tung 董嘉怡 Rep 1 2022-07 Present
Schalk Jacobus Visser Rep 1 2014-10 2014-10
Yaxuan Wan 万雅轩 Rep 1 2026-05 Present
Tsun Hong Wong 王浚杭 Rep 1 2024-08 Present
Lynda Louise Wood Rep 1 2013-01 2013-01
Theresa Ka Man Yeung 楊嘉雯 Rep 1 2018-06 2022-06
Kwok-Cheung Yu 余玨璋 Rep 1 2026-05 Present
Showing 1–60 of 60

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related