Wei (SFC:BMU938) Wang
王為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:BMU938) Wang (王為), a licensed Responsible Officer with CE reference BMU938. Currently licensed at 1 firm(s): WALDEN PARTNERS CAPITAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 1 — Dealing in securities | 2024-10-08 | present |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 4 — Advising on securities | 2024-10-08 | present |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 9 — Asset management | 2024-10-08 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-13 | 2022-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-13 | 2022-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-13 | 2022-11-21 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2021-06-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2021-06-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2021-06-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-17 | 2021-06-18 |