WALDEN PARTNERS CAPITAL LIMITED
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WALDEN PARTNERS CAPITAL LIMITED ( ), a Hong Kong-based licensed corporation with CE reference BSZ140. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 4). Earliest licence on file: 2023-03-17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 4327, Level 43, Champion Tower, 3 Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2023-03-17 | present |
| Type 4 — Advising on securities | 2023-03-17 | present |
| Type 9 — Asset management | 2023-03-17 | present |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yunfan He 何云帆 | RO 1, 4, 9 | 2023-03 | 2023-03 |
| Yixiong Ni 倪一雄 | RO 1, 4, 9 | 2023-03 | 2023-06 |
| Wei (SFC:BMU938) Wang 王為 | RO 1, 4, 9 | 2024-10 | Present |
| Zhi Zhou 周知 | RO 1, 4, 9 | 2023-03 | Present |
Showing 1–4 of 4
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