Zhi Zhou
周知
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Zhou (周知), a licensed Responsible Officer with CE reference AKU303. Currently licensed at 1 firm(s): WALDEN PARTNERS CAPITAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 1 — Dealing in securities | 2023-03-17 | present |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 4 — Advising on securities | 2023-03-17 | present |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 9 — Asset management | 2023-03-17 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-07 | 2021-02-03 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-07 | 2021-02-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-16 | 2015-01-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-16 | 2015-01-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2012-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-15 | 2005-10-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-06-15 | 2005-10-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-15 | 2005-10-14 |