Xiaofan Li
李晓凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofan Li (李晓凡), a licensed Responsible Officer with CE reference BMU939. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-06 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-10-06 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-07-07 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-03 | 2025-10-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-03 | 2025-10-06 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-06 | 2025-02-18 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-06 | 2025-02-18 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-25 | 2025-02-18 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-29 | 2021-06-11 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-29 | 2021-06-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-31 | 2020-12-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-19 | 2020-12-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-19 | 2020-12-24 |