Hui Xin Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Xin Tay ( ), a licensed former licensee with CE reference BMV799. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2024-03-02 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-08-20 | 2019-10-08 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-08-20 | 2019-10-08 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-05-29 | 2018-08-01 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-05-29 | 2018-08-01 |