Zhi Yu Wang

CE No. BMW825 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Yu Wang (), a licensed former licensee with CE reference BMW825. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
SPDB International Capital Limited
浦銀國際融資有限公司
Rep Type 1 — Dealing in securities 2021-12-28 2023-09-28
SPDB International Securities Limited
浦銀國際證券有限公司
Rep Type 1 — Dealing in securities 2021-12-28 2023-09-28
SPDB International Capital Limited
浦銀國際融資有限公司
Rep Type 6 — Advising on corporate finance 2021-12-28 2023-09-28
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 1 — Dealing in securities 2019-10-17 2021-09-10
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 — Advising on securities 2019-10-17 2021-09-10
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 6 — Advising on corporate finance 2019-10-17 2021-09-10
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 1 — Dealing in securities 2018-05-25 2019-02-12
GF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
Rep Type 6 — Advising on corporate finance 2018-05-25 2019-02-12

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