Beiying Shi
施蓓穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beiying Shi (施蓓穎), a licensed Representative with CE reference BNB386. Currently licensed at 1 firm(s): China Life Franklin Asset Management Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-18 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-18 | present |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2018-06-22 | 2020-12-08 |