Hui-Ju Wan
萬蕙茹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui-Ju Wan (萬蕙茹), a licensed former licensee with CE reference BNC061. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-14 | 2024-12-13 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-14 | 2024-12-13 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-25 | 2020-03-02 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2020-03-02 |