Ming Zhao
趙明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Zhao (趙明), a licensed Representative with CE reference BND562. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-12 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-12 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2024-03-12 | present |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-01 | 2023-09-15 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-01 | 2023-09-15 |
| Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-01 | 2023-09-15 |