Xi Shen
沈熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Shen (沈熹), a licensed Representative with CE reference BNF387. Currently licensed at 1 firm(s): Ampere Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ampere Partners Limited |
Rep | Type 1 — Dealing in securities | 2021-06-22 | present |
| Ampere Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2021-06-22 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-07-25 | 2021-06-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-07-25 | 2021-06-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-07-25 | 2021-06-08 |