Leien Sima
司馬雷恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leien Sima (司馬雷恩), a licensed former licensee with CE reference BNF397. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2025-11-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-19 | 2025-11-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-07-19 | 2025-11-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2021-06-25 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-19 | 2021-06-25 |