Stewart Jackson Warther
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stewart Jackson Warther ( ), a licensed former licensee with CE reference BNF463. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2021-04-09 | 2024-10-30 |
| Myriad Asset Management Limited 萬方資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-18 | 2021-03-04 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-11 | 2018-11-10 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-07-11 | 2018-11-10 |