Mei Lam Nicole Lee
李美霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Lam Nicole Lee (李美霖), a licensed Representative with CE reference BNG434. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 2 — Dealing in futures contracts | 2024-11-11 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-12 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-08-01 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2023-06-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-01 | 2019-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-01 | 2019-08-12 |