Tsz Ho (SFC:BNH517) Lee
李梓豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ho (SFC:BNH517) Lee (李梓豪), a licensed former licensee with CE reference BNH517. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-08-01 | 2023-07-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-08-01 | 2023-07-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-08-01 | 2023-07-14 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2018-08-01 | 2020-01-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-08-01 | 2023-07-14 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2018-08-01 | 2022-05-26 |