Qiao Li
李喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiao Li (李喬), a licensed former licensee with CE reference BNO029. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-01 | 2024-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-06-15 | 2020-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-10-02 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2018-10-02 | 2020-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-02 | 2020-09-23 |