Dong (SFC:BNP764) Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:BNP764) Yan ( ), a licensed former licensee with CE reference BNP764. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-14 | 2020-12-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-05 | 2019-03-15 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-05 | 2019-03-15 |