Yu-Ting Tsai
蔡毓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Ting Tsai (蔡毓婷), a licensed Representative with CE reference BNS103. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-08 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-24 | 2024-12-13 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-10-24 | 2024-12-13 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | 2022-10-03 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-16 | 2022-06-30 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-30 | 2022-06-30 |