Chenyan Wang

王辰龑
CE No. BNS566 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chenyan Wang (王辰龑), a licensed former licensee with CE reference BNS566. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
CMBC Asset Management Company Limited
民銀資產管理有限公司
Rep Type 9 — Asset management 2024-02-20 2025-09-21
CMBC Securities Company Limited
民銀證券有限公司
Rep Type 1 — Dealing in securities 2024-01-31 2025-09-21
CMBC Asset Management Company Limited
民銀資產管理有限公司
Rep Type 4 — Advising on securities 2024-01-31 2025-09-21
CMBC Securities Company Limited
民銀證券有限公司
Rep Type 4 — Advising on securities 2024-01-31 2025-09-21
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 1 — Dealing in securities 2022-09-16 2023-12-29
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 — Advising on securities 2022-09-16 2023-12-29
China Industrial Securities International Asset Management Limited
興證國際資產管理有限公司
Rep Type 9 — Asset management 2021-09-03 2022-09-06
China Industrial Securities International Futures Limited
興證國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2021-08-05 2022-09-06
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 — Dealing in securities 2021-06-16 2022-09-06
Honor Securities (HK) Limited
匯恆證券(香港)有限公司
Rep Type 1 — Dealing in securities 2018-11-05 2021-05-14

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