Siu Ching Kwok
郭筱晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ching Kwok (郭筱晴), a licensed former licensee with CE reference BNU021. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-17 | 2023-03-01 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-17 | 2023-03-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-03 | 2020-05-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-03 | 2020-05-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-03 | 2020-05-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | 2019-10-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-30 | 2019-10-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2018-11-30 | 2019-10-18 |