Lyuzhi Li
李律志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lyuzhi Li (李律志), a licensed former licensee with CE reference BNW037. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-21 | 2022-11-14 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-21 | 2022-11-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-01 | 2021-04-29 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-12-01 | 2021-04-29 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-05 | 2021-04-29 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-05 | 2021-04-29 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2020-10-24 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-19 | 2020-10-24 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-07 | 2019-05-31 |