Nuo Xu
許諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuo Xu (許諾), a licensed Responsible Officer with CE reference BOA935. Currently licensed at 1 firm(s): Dantai Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dantai Capital Limited 淡泰資本有限公司 |
RO | Type 9 — Asset management | 2025-03-03 | present |
| Dantai Capital Limited 淡泰資本有限公司 |
Rep | Type 9 — Asset management | 2021-10-11 | 2025-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-02-25 | 2021-08-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-02-25 | 2021-08-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-02-25 | 2021-08-20 |