Cheuk Lam Tse
謝焯林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Lam Tse (謝焯林), a licensed Representative with CE reference BOB004. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-14 | present |
| GCO Asset Management Limited 宏信達資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-25 | 2023-04-21 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2019-02-08 | 2022-01-09 |