Shuang Ye
叶爽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuang Ye (叶爽), a licensed former licensee with CE reference BOC874. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-31 | 2024-08-16 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-07-31 | 2024-08-16 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-13 | 2021-04-17 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-13 | 2021-04-17 |