Po Shan Kwan

關寶珊
CE No. BOD890 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Shan Kwan (關寶珊), a licensed Responsible Officer with CE reference BOD890. Currently licensed at 1 firm(s): Sino Partner International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Sino Partner International Securities Limited
中合國際證券有限公司
RO Type 1 — Dealing in securities 2024-06-24 present
Sino Partner International Securities Limited
中合國際證券有限公司
RO Type 4 — Advising on securities 2024-06-24 present
Sino Partner International Securities Limited
中合國際證券有限公司
RO Type 9 — Asset management 2024-06-24 present
Sinocon Securities International Limited
中聯國際證券有限公司
RO Type 1 — Dealing in securities 2023-09-18 2024-03-04
Sinocon Capital International Limited
中聯國際資本有限公司
RO Type 4 — Advising on securities 2023-09-18 2024-03-04
Sinocon Capital International Limited
中聯國際資本有限公司
RO Type 9 — Asset management 2023-09-18 2024-03-04
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2019-02-27 2023-07-04

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