King Yan Lau
劉璟欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yan Lau (劉璟欣), a licensed Representative with CE reference BOI954. Currently licensed at 1 firm(s): Guotai Global Investments Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-28 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-28 | present |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-28 | present |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2023-04-06 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-24 | 2023-04-06 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-24 | 2023-04-06 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-24 | 2023-04-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-24 | 2023-04-06 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-24 | 2023-04-06 |