Guotai Global Investments Limited

國泰全球投資管理有限公司

CE No. BEL572 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Global Investments Limited (國泰全球投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BEL572. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 14 (total recorded over time: 22). Earliest licence on file: 2015-08-19.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

8/F, 28 Hennessy Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2019-05-07	present
Type 4 — Advising on securities	2015-08-19	present
Type 9 — Asset management	2015-08-19	present

Licensed staff (all-time) (22)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Zhengtai Jiang 姜征泰	RO 1, 4, 9 Rep 1, 4, 9	2022-05	Present
Jue Qi 齊覺	RO 4, 9	2015-08	2019-05
Xiangjun Wu 吳向軍	RO 1, 4, 9	2015-08	2024-08
Jiayin Zhao 趙佳音	RO 1, 4, 9	2024-03	Present
Xiangyong Zhou 周向勇	RO 1, 4, 9	2015-08	Present
Xuanren Chen 陳宣任	Rep 1, 4, 9	2019-07	2025-10
Cong Cong 叢叢	Rep 1, 4, 9	2021-03	Present
Tiantian Fang 方天田	Rep 1, 4, 9	2020-07	2023-03
Wanru Gu 谷婉茹	Rep 1, 4, 9	2018-12	Present
Hongping Huang 黃洪萍	Rep 4, 9	2016-08	2018-05
King Yan Lau 劉璟欣	Rep 1, 4, 9	2023-11	Present
Yanfu Li 李彦甫	Rep 1, 4, 9	2026-03	Present
Xing Liang 梁杏	Rep 1, 4, 9	2025-03	Present
Jingwei Lu 陸經緯	Rep 1, 4, 9	2025-10	Present
Lei (SFC:BIE889) Shi 石磊	Rep 1, 4, 9	2019-04	2025-10
Ketong Weng 翁可通	Rep 1, 4, 9	2022-01	Present
Kefan Wu 吳可凡	Rep 1, 4, 9	2025-04	Present
Ronghe Zhang 張容赫	Rep 1, 4, 9	2025-12	Present
Yiyao Zhang 张懿瑶	Rep 1, 4, 9	2023-11	Present
Luoyan Zhou 周珞晏	Rep 4, 9	2019-01	2019-10
Dan Zhu 朱丹	Rep 1, 4, 9	2025-08	Present
Zhehong Zhu 朱哲弘	Rep 1, 4, 9	2023-11	2025-05