Wenjun Xie
謝文軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjun Xie (謝文軍), a licensed Representative with CE reference BOK590. Currently licensed at 2 firm(s): Emperor Securities Limited, Emperor Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-30 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-30 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-03 | 2023-07-07 |