Hongtao Yu
于洪濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongtao Yu (于洪濤), a licensed former licensee with CE reference BOM317. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-05 | 2026-01-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-01-05 | 2026-01-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-05 | 2026-01-05 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-05 | 2026-01-05 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-10-28 | 2025-06-25 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-03 | 2025-06-25 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-03 | 2025-06-25 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-04-03 | 2025-06-25 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 4 — Advising on securities | 2024-04-03 | 2025-06-25 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-13 | 2024-04-03 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-13 | 2024-04-03 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-13 | 2024-04-03 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-13 | 2024-04-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-11 | 2023-11-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-11 | 2023-11-03 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-12-17 | 2022-03-20 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-16 | 2022-03-20 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-16 | 2022-03-20 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2021-07-21 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2021-07-21 |