Yi Chung Lau
劉意中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Chung Lau (劉意中), a licensed Representative with CE reference BOM564. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-06 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-06 | present |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | 2024-07-15 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-16 | 2024-07-15 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-22 | 2023-01-13 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-22 | 2023-01-13 |