Chun Lok Ng
吳雋諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Lok Ng (吳雋諾), a licensed Representative with CE reference BOP168. Currently licensed at 1 firm(s): CMBC International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-28 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-10-28 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-05 | 2025-09-25 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-01-05 | 2025-09-25 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-08 | 2023-12-13 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-08 | 2023-12-13 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-15 | 2021-05-26 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-15 | 2021-05-26 |