Hillary Wai Yi Tse
謝瑋懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hillary Wai Yi Tse (謝瑋懿), a licensed Representative with CE reference BOQ785. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-12 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-12 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-04 | 2024-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-01 | 2023-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-26 | 2023-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-26 | 2021-09-01 |