Chung Hin Nicholas Lee
李宗軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hin Nicholas Lee (李宗軒), a licensed Responsible Officer with CE reference BOQ912. Currently licensed at 1 firm(s): Leonteq Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2025-10-09 | present |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2025-10-09 | present |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-11 | 2025-10-09 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-10-11 | 2025-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2021-01-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-23 | 2021-01-18 |